[{"form":"1","description":"

Form 1 – Initial registration statement filed by national securities exchanges under the Exchange Act.

"},{"form":"1-A","description":"

Form 1-A – Offering statement filed by issuers conducting securities offerings under Regulation A.

"},{"form":"1-A POS","description":"

Form 1-A POS – Post-qualification amendment to a Regulation A offering statement.

"},{"form":"1-A-W","description":"

Form 1-A-W – Request to withdraw a Regulation A offering statement.

"},{"form":"1-A-W/A","description":"

Form 1-A-W/A – Amendment to a withdrawal request for a Regulation A offering statement.

"},{"form":"1-A/A","description":"

Form 1-A/A – Amendment to Form 1-A offering statement filed under Regulation A.

"},{"form":"1-E","description":"

Form 1-E – Notification of exemption from registration for certain small business investment companies.

"},{"form":"1-E/A","description":"

Form 1-E/A – Amendment to Form 1-E filed to update exemption notice for small business investment companies.

"},{"form":"1-K","description":"

Form 1-K – Annual report filed by smaller reporting companies under Regulation S-K.

"},{"form":"1-K/A","description":"

Form 1-K/A – Amendment to annual report filed by Regulation A issuers.

"},{"form":"1-SA","description":"

Form 1-SA – Semiannual report filed by issuers conducting Regulation A offerings.

"},{"form":"1-SA/A","description":"

Form 1-SA/A – Amendment to the semiannual report filed by issuers conducting Regulation A offerings.

"},{"form":"1-U","description":"

Form 1-U – Current report filed by Regulation A issuers to disclose significant events.

"},{"form":"1-U/A","description":"

Form 1-U/A – Amendment to Form 1-U; used to update previously filed current reports under Regulation A.

"},{"form":"1-Z","description":"

Form 1-Z – Exit report filed by issuers terminating reporting obligations under Regulation Crowdfunding.

"},{"form":"1-Z-W","description":"

Form 1-Z-W – Request to withdraw a previously filed Form 1-Z exit report under Regulation Crowdfunding.

"},{"form":"1/A","description":"

Form 1/A – Amendment to a Form 1 filing submitted under Regulation A.

"},{"form":"10-12B","description":"

Form 10-12B – Registration statement for a class of securities under Section 12(b) of the Exchange Act.

"},{"form":"10-12B/A","description":"

Form 10-12B/A – Amendment to registration statement for securities under Section 12(b) of the Exchange Act.

"},{"form":"10-12G","description":"

Form 10-12G – Registration statement for a class of securities under Section 12(g) of the Exchange Act.

"},{"form":"10-12G/A","description":"

Form 10-12G/A – Amendment to registration statement for securities under Section 12(g).

"},{"form":"10-C","description":"

Form 10-C – Report by issuers of securities quoted on an automated interdealer quotation system regarding corporate actions.

"},{"form":"10-D","description":"

Form 10-D – Distribution report filed by asset-backed securities issuers.

"},{"form":"10-D/A","description":"

Form 10-D/A – Amendment to distribution report filed by asset-backed securities issuers.

"},{"form":"10-K","description":"

Form 10-K – Annual report providing comprehensive overview of a company’s business and financial condition.

"},{"form":"10-K/A","description":"

Form 10-K/A – Amendment to annual report on Form 10-K.

"},{"form":"10-K405","description":"

Form 10-K405 – Annual report indicating whether certain Section 16 insider filing requirements were met.

"},{"form":"10-K405/A","description":"

Form 10-K405/A – Amendment to an annual report indicating disclosure related to delinquent Section 16 filings.

"},{"form":"10-KT","description":"

Form 10-KT – Transitional annual report filed when a company changes its fiscal year end.

"},{"form":"10-KT/A","description":"

Form 10-KT/A – Amendment to transitional annual report when a company changes its fiscal year.

"},{"form":"10-Q","description":"

Form 10-Q – Quarterly report providing unaudited financial statements and updates on company operations.

"},{"form":"10-Q/A","description":"

Form 10-Q/A – Amendment to quarterly report on Form 10-Q.

"},{"form":"10-QT","description":"

Form 10-QT – Transitional quarterly report filed during fiscal year changes.

"},{"form":"10-QT/A","description":"

Form 10-QT/A – Amendment to a transitional quarterly report filed when a company changes its fiscal year.

"},{"form":"10KSB","description":"

Form 10KSB – Annual report for small business issuers providing financial statements and operational information.

"},{"form":"10KSB/A","description":"

Form 10KSB/A – Amendment to the annual report for small business issuers.

"},{"form":"10KSB40","description":"

Form 10KSB40 – Annual report filed by small business issuers pursuant to Regulation S-B.

"},{"form":"10KSB40/A","description":"

Form 10KSB40/A – Amendment to annual report filed by small business issuers under Regulation S-B.

"},{"form":"10KT405","description":"

Form 10KT405 – Transitional annual report filed when a company changes its fiscal year.

"},{"form":"10QSB","description":"

Form 10QSB – Quarterly report filed by small business issuers under Regulation S-B.

"},{"form":"10QSB/A","description":"

Form 10QSB/A – Amendment to quarterly report for small business issuers.

"},{"form":"10SB12B","description":"

Form 10SB12B – Registration of securities for small business issuers under Section 12(b) of the Exchange Act.

"},{"form":"10SB12B/A","description":"

Form 10SB12B/A – Amendment to registration of securities under Section 12(b) for small business issuers.

"},{"form":"10SB12G","description":"

Form 10SB12G – Registration statement under Section 12(g) filed by small business issuers.

"},{"form":"10SB12G/A","description":"

Form 10SB12G/A – Amendment to Form 10SB12G registration statement.

"},{"form":"11-K","description":"

Form 11-K – Annual report for employee stock purchase, savings, and similar benefit plans.

"},{"form":"11-K/A","description":"

Form 11-K/A – Amendment to annual report for employee benefit plans.

"},{"form":"11-KT","description":"

Form 11-KT – Transitional annual report for employee stock purchase or savings plans when the fiscal year changes.

"},{"form":"12G3-2B","description":"

Form 12G3-2B – Exemption from Section 12(g) registration for certain foreign private issuers providing information to the SEC.

"},{"form":"12G32BR","description":"

Form 12G32BR – Certification of exemption from Section 12(g) registration for certain foreign issuers.

"},{"form":"13F-E","description":"

Form 13F-E – Confidential treatment request related to Form 13F holdings reports.

"},{"form":"13F-E/A","description":"

Form 13F-E/A – Amendment to confidential treatment request related to Form 13F holdings reports.

"},{"form":"13F-HR","description":"

Form 13F-HR – Quarterly holdings report filed by institutional investment managers with at least $100 million in qualifying assets under management.

"},{"form":"13F-HR/A","description":"

Form 13F-HR/A – Amendment to quarterly institutional investment manager holdings report.

"},{"form":"13F-NT","description":"

Form 13F-NT – Notice report filed instead of Form 13F when a manager’s holdings are reported by another manager.

"},{"form":"13F-NT/A","description":"

Form 13F-NT/A – Amendment to notice report filed instead of a full Form 13F holdings report.

"},{"form":"13FCONP","description":"

Form 13FCONP – Confidential treatment request related to institutional investment manager holdings reports.

"},{"form":"144","description":"

Form 144 – Notice of proposed sale of restricted or control securities under Rule 144.

"},{"form":"144/A","description":"

Form 144/A – Amendment to notice of proposed sale of restricted securities under Rule 144.

"},{"form":"15-12B","description":"

Form 15-12B – Certification and notice of termination of registration of a class of securities under Section 12(b).

"},{"form":"15-12B/A","description":"

Form 15-12B/A – Amendment to certification terminating registration of securities under Section 12(b).

"},{"form":"15-12G","description":"

Form 15-12G – Certification and notice of termination of registration of a class of securities under Section 12(g).

"},{"form":"15-12G/A","description":"

Form 15-12G/A – Amendment to Form 15-12G termination of registration filing.

"},{"form":"15-15D","description":"

Form 15-15D – Certification and notice of termination of reporting obligations under Section 15(d) of the Exchange Act.

"},{"form":"15-15D/A","description":"

Form 15-15D/A – Amendment to certification terminating reporting obligations under Section 15(d).

"},{"form":"15F-12B","description":"

Form 15F-12B – Certification by a foreign private issuer to terminate registration of a class of securities under Section 12(b).

"},{"form":"15F-12G","description":"

Form 15F-12G – Certification by a foreign private issuer to terminate registration of a class of securities under Section 12(g).

"},{"form":"15F-12G/A","description":"

Form 15F-12G/A – Amendment to a Form 15F filing used by foreign private issuers to terminate registration of a class of securities under Section 12(g).

"},{"form":"15F-15D","description":"

Form 15F-15D – Certification by foreign private issuers terminating reporting obligations under Section 15(d).

"},{"form":"15F-15D/A","description":"

Form 15F-15D/A – Amendment to certification terminating reporting obligations under Section 15(d) for foreign issuers.

"},{"form":"18-K","description":"

Form 18-K – Annual report filed by foreign governments or political subdivisions that have securities registered with the SEC.

"},{"form":"18-K/A","description":"

Form 18-K/A – Amendment to annual report filed by foreign governments or political subdivisions.

"},{"form":"19B-4E","description":"

Form 19B-4E – Filing by self-regulatory organizations for certain rule changes effective upon filing.

"},{"form":"2-A","description":"

Form 2-A – Notification report filed under the Public Utility Holding Company Act related to acquisitions or organizational changes.

"},{"form":"2-A/A","description":"

Form 2-A/A – Amendment to Form 2-A notification filing.

"},{"form":"2-E","description":"

Form 2-E – Report filed by public utility holding companies relating to securities transactions or organizational changes.

"},{"form":"20-F","description":"

Form 20-F – Annual report filed by foreign private issuers with securities listed in the United States.

"},{"form":"20-F/A","description":"

Form 20-F/A – Amendment to annual report filed by foreign private issuers.

"},{"form":"20FR12B","description":"

Form 20FR12B – Registration statement by foreign issuers under Section 12(b).

"},{"form":"20FR12B/A","description":"

Form 20FR12B/A – Amendment to registration of securities under Section 12(b) by foreign issuers.

"},{"form":"20FR12G","description":"

Form 20FR12G – Registration statement by foreign issuers under Section 12(g).

"},{"form":"20FR12G/A","description":"

Form 20FR12G/A – Amendment to a Form 20-F registration of a class of securities for foreign private issuers under Section 12(g).

"},{"form":"24F-2NT","description":"

Form 24F-2NT – Notice of securities sold by investment companies pursuant to Rule 24f-2.

"},{"form":"24F-2NT/A","description":"

Form 24F-2NT/A – Amendment to notice of securities sold by investment companies under Rule 24f-2.

"},{"form":"24F-2TM","description":"

Form 24F-2TM – Annual notice of securities sold by certain investment companies under Rule 24f-2.

"},{"form":"25","description":"

Form 25 – Notification of removal from listing and registration on a national securities exchange.

"},{"form":"25-NSE","description":"

Form 25-NSE – Notification of removal from listing and registration on a national securities exchange.

"},{"form":"25-NSE/A","description":"

Form 25-NSE/A – Amendment to notification of removal from listing and registration on a national securities exchange.

"},{"form":"25/A","description":"

Form 25/A – Amendment to Form 25 notification of removal from listing and registration.

"},{"form":"253G1","description":"

Form 253G1 – Filing of offering materials under Regulation A Rule 253.

"},{"form":"253G2","description":"

Form 253G2 – Filing under Regulation A related to offering circular supplements or additional sales material.

"},{"form":"253G3","description":"

Form 253G3 – Filing of offering materials or updates under Regulation A Rule 253.

"},{"form":"253G4","description":"

Form 253G4 – Filing of additional solicitation materials or updates under Regulation A Rule 253.

"},{"form":"3","description":"

Form 3 – Initial statement of beneficial ownership of securities by company insiders such as directors or officers.

"},{"form":"3/A","description":"

Form 3/A – Amendment to initial statement of beneficial ownership filed by company insiders.

"},{"form":"305B2","description":"

Form 305B2 – Post-effective amendment to investment company registration statements.

"},{"form":"305B2/A","description":"

Form 305B2/A – Amendment to a filing under Section 305(b)(2) relating to indenture qualification.

"},{"form":"34-12H","description":"

Form 34-12H – Certification related to exemption from securities registration requirements under the Exchange Act.

"},{"form":"35-APP","description":"

Form 35-APP – Application filed with the SEC for orders under the Investment Company Act or related statutes.

"},{"form":"35-CERT","description":"

Form 35-CERT – Certification filed in connection with certain exemptive or regulatory orders.

"},{"form":"35-CERT/A","description":"

Form 35-CERT/A – Amendment to certification filed in connection with certain regulatory orders.

"},{"form":"4","description":"

Form 4 – Statement of changes in beneficial ownership filed by company insiders.

"},{"form":"4/A","description":"

Form 4/A – Amendment to statement of changes in beneficial ownership filed by insiders.

"},{"form":"40-17F1","description":"

Form 40-17F1 – Custody report filed by investment companies regarding securities held by custodians.

"},{"form":"40-17F1/A","description":"

Form 40-17F1/A – Amendment to custody report filed by investment companies.

"},{"form":"40-17F2","description":"

Form 40-17F2 – Accountant examination report regarding securities held by custodians for investment companies.

"},{"form":"40-17F2/A","description":"

Form 40-17F2/A – Amendment to accountant examination report regarding securities custody by investment companies.

"},{"form":"40-17G","description":"

Form 40-17G – Fidelity bond filing required for registered investment companies.

"},{"form":"40-17G/A","description":"

Form 40-17G/A – Amendment to fidelity bond filing for registered investment companies.

"},{"form":"40-17GCS","description":"

Form 40-17GCS – Fidelity bond coverage filing required for registered investment companies.

"},{"form":"40-206A","description":"

Form 40-206A – Application or report filed under provisions of the Investment Company Act of 1940.

"},{"form":"40-206A/A","description":"

Form 40-206A/A – Amendment to filing related to exemptions under the Investment Company Act.

"},{"form":"40-24B2","description":"

Form 40-24B2 – Filing of sales literature or advertising material for investment companies.

"},{"form":"40-24B2/A","description":"

Form 40-24B2/A – Amendment to sales literature filing for investment companies.

"},{"form":"40-33","description":"

Form 40-33 – Insurance company separate account registration statement under the Investment Company Act.

"},{"form":"40-6B","description":"

Form 40-6B – Filing requesting exemption from certain provisions of the Investment Company Act.

"},{"form":"40-6B/A","description":"

Form 40-6B/A – Amendment to a filing relating to exemptive applications under the Investment Company Act of 1940.

"},{"form":"40-6C","description":"

Form 40-6C – Filing requesting exemption under the Investment Company Act.

"},{"form":"40-6C/A","description":"

Form 40-6C/A – Amendment to filing related to exemptions under the Investment Company Act.

"},{"form":"40-8B25","description":"

Form 40-8B25 – Notification of late filing for certain Investment Company Act reports.

"},{"form":"40-8F-2","description":"

Form 40-8F-2 – Filing for order relating to deregistration of investment companies.

"},{"form":"40-8F-2/A","description":"

Form 40-8F-2/A – Amendment to application for deregistration of an investment company.

"},{"form":"40-8F-A","description":"

Form 40-8F-A – Application for deregistration of certain investment companies.

"},{"form":"40-8F-A/A","description":"

Form 40-8F-A/A – Amendment to application for deregistration of an investment company.

"},{"form":"40-APP","description":"

Form 40-APP – Application filed under the Investment Company Act requesting an exemptive order.

"},{"form":"40-APP/A","description":"

Form 40-APP/A – Amendment to investment company application filings.

"},{"form":"40-F","description":"

Form 40-F – Annual report filed by certain Canadian issuers under the Multijurisdictional Disclosure System.

"},{"form":"40-F/A","description":"

Form 40-F/A – Amendment to annual report filed by Canadian issuers on Form 40-F.

"},{"form":"40-OIP","description":"

Form 40-OIP – Order instituting proceedings under the Investment Company Act of 1940.

"},{"form":"40-OIP/A","description":"

Form 40-OIP/A – Amendment related to an order instituting proceedings under the Investment Company Act.

"},{"form":"40FR12B","description":"

Form 40FR12B – Registration statement for foreign issuers under Section 12(b).

"},{"form":"40FR12B/A","description":"

Form 40FR12B/A – Amendment to registration of securities under Section 12(b) by certain foreign issuers.

"},{"form":"40FR12G","description":"

Form 40FR12G – Registration statement for securities of certain Canadian issuers under Section 12(g).

"},{"form":"40FR12G/A","description":"

Form 40FR12G/A – Amendment to a Form 40-F registration of securities by certain Canadian issuers under Section 12(g).

"},{"form":"424A","description":"

Form 424A – Prospectus filed pursuant to Rule 424(a) under the Securities Act relating to a public offering.

"},{"form":"424B1","description":"

Form 424B1 – Prospectus filed pursuant to Rule 424(b)(1) containing the form of prospectus used after effectiveness of a registration statement.

"},{"form":"424B2","description":"

Form 424B2 – Prospectus filed pursuant to Rule 424(b)(2) relating to securities offerings.

"},{"form":"424B3","description":"

Form 424B3 – Prospectus filed pursuant to Rule 424(b)(3) relating to securities offerings.

"},{"form":"424B4","description":"

Form 424B4 – Prospectus filed pursuant to Rule 424(b)(4) relating to securities offerings.

"},{"form":"424B5","description":"

Form 424B5 – Prospectus filed pursuant to Rule 424(b)(5) relating to securities offerings.

"},{"form":"424B7","description":"

Form 424B7 – Prospectus filed pursuant to Rule 424(b)(7) relating to resales of securities by selling shareholders.

"},{"form":"424B8","description":"

Form 424B8 – Prospectus filed pursuant to Rule 424(b)(8) relating to investment company offerings.

"},{"form":"424H","description":"

Form 424H – Prospectus filed pursuant to Rule 424(h) relating to certain securities offerings.

"},{"form":"424H/A","description":"

Form 424H/A – Amendment to prospectus filed pursuant to Rule 424(h).

"},{"form":"424I","description":"

Form 424I – Prospectus filed pursuant to Rule 424(i) for certain securities offerings.

"},{"form":"425","description":"

Form 425 – Prospectus filing used for business combination communications.

"},{"form":"485A24E","description":"

Form 485A24E – Post-effective amendment filed under Rule 485(a) for investment company registration statements.

"},{"form":"485APOS","description":"

Form 485APOS – Post-effective amendment to an investment company registration statement filed under Rule 485(a).

"},{"form":"485B24E","description":"

Form 485B24E – Post-effective amendment filed under Rule 485(b) for certain investment company registration statements.

"},{"form":"485B24F","description":"

Form 485B24F – Post-effective amendment filed under Rule 485(b) by investment companies to update registration statements.

"},{"form":"485BPOS","description":"

Form 485BPOS – Post-effective amendment to an investment company registration statement filed under Rule 485(b).

"},{"form":"485BXT","description":"

Form 485BXT – Filing extending effectiveness of an investment company registration statement under Rule 485(b).

"},{"form":"486APOS","description":"

Form 486APOS – Post-effective amendment filed to extend effectiveness of an investment company registration statement.

"},{"form":"486BPOS","description":"

Form 486BPOS – Post-effective amendment extending the effectiveness of a registration statement under Rule 486(b).

"},{"form":"486BXT","description":"

Form 486BXT – Filing extending the effective date of an investment company registration statement.

"},{"form":"487","description":"

Form 487 – Post-effective amendment indicating registration statement effectiveness for investment companies.

"},{"form":"497","description":"

Form 497 – Filing of definitive materials such as prospectuses for registered investment companies.

"},{"form":"497AD","description":"

Form 497AD – Prospectus filing for investment companies including advertisements or supplemental materials.

"},{"form":"497H2","description":"

Form 497H2 – Prospectus update filing for investment companies under Rule 497.

"},{"form":"497J","description":"

Form 497J – Certification that prospectus materials have been filed previously.

"},{"form":"497K","description":"

Form 497K – Summary prospectus filing for mutual funds.

"},{"form":"497K1","description":"

Form 497K1 – Summary prospectus filing variant for investment companies under Rule 497.

"},{"form":"497K2","description":"

Form 497K2 – Summary prospectus filing for investment companies offering variable insurance products.

"},{"form":"497K3A","description":"

Form 497K3A – Prospectus update filing for investment companies under Rule 497.

"},{"form":"497K3B","description":"

Form 497K3B – Prospectus update filing for investment companies under Rule 497.

"},{"form":"497VPI","description":"

Form 497VPI – Prospectus update filing under Rule 497 for variable insurance products.

"},{"form":"497VPSUB","description":"

Form 497VPSUB – Sub-account prospectus filing for variable insurance products under Rule 497.

"},{"form":"497VPU","description":"

Form 497VPU – Prospectus filing for variable insurance product underlying funds.

"},{"form":"5","description":"

Form 5 – Annual statement of beneficial ownership of securities by company insiders.

"},{"form":"5/A","description":"

Form 5/A – Amendment to annual statement of beneficial ownership filed by company insiders.

"},{"form":"6-K","description":"

Form 6-K – Report submitted by foreign private issuers to furnish material information disclosed in their home markets.

"},{"form":"6-K/A","description":"

Form 6-K/A – Amendment to report filed by foreign private issuers to furnish material information.

"},{"form":"6B NTC","description":"

Form 6B NTC – Notice filing associated with foreign issuer reporting requirements.

"},{"form":"6B ORDR","description":"

Form 6B ORDR – Order filing associated with deregistration or other actions by foreign issuers.

"},{"form":"8-A12B","description":"

Form 8-A12B – Registration of a class of securities under Section 12(b) of the Securities Exchange Act for listing on an exchange.

"},{"form":"8-A12B/A","description":"

Form 8-A12B/A – Amendment to Form 8-A12B registration of a class of securities under Section 12(b).

"},{"form":"8-A12G","description":"

Form 8-A12G – Registration of a class of securities under Section 12(g) of the Exchange Act.

"},{"form":"8-A12G/A","description":"

Form 8-A12G/A – Amendment to registration of securities under Section 12(g).

"},{"form":"8-K","description":"

Form 8-K – Current report announcing significant corporate events that shareholders should know about.

"},{"form":"8-K/A","description":"

Form 8-K/A – Amendment to a previously filed Form 8-K current report.

"},{"form":"8-K12B","description":"

Form 8-K12B – Current report filed in connection with registration of securities under Section 12(b).

"},{"form":"8-K12B/A","description":"

Form 8-K12B/A – Amendment to Form 8-K filed in connection with registration of securities under Section 12(b).

"},{"form":"8-K12G3","description":"

Form 8-K12G3 – Current report used when securities become automatically registered under Section 12(g)(3).

"},{"form":"8-K12G3/A","description":"

Form 8-K12G3/A – Amendment to Form 8-K filed when securities become automatically registered under Section 12(g)(3).

"},{"form":"8-K15D5","description":"

Form 8-K15D5 – Report filed by issuers disclosing corporate events related to Section 15(d).

"},{"form":"8-K15D5/A","description":"

Form 8-K15D5/A – Amendment to current report filed pursuant to Section 15(d) reporting requirements.

"},{"form":"8-M","description":"

Form 8-M – Report filed by municipal securities dealers regarding material events.

"},{"form":"8A12BEF","description":"

Form 8-A12BEF – Registration of a class of securities under Section 12(b) that becomes effective immediately upon filing.

"},{"form":"8A12BT","description":"

Form 8-A12BT – Registration of a class of securities under Section 12(b) with effectiveness upon a specified event or date.

"},{"form":"8A12BT/A","description":"

Form 8A12BT/A – Amendment to registration of securities under Section 12(b) becoming effective at a specified time.

"},{"form":"8F-2 NTC","description":"

Form 8F-2 NTC – Notice relating to deregistration of an investment company.

"},{"form":"8F-2 ORDR","description":"

Form 8F-2 ORDR – Order relating to deregistration of an investment company.

"},{"form":"ABS-15G","description":"

Form ABS-15G – Asset-backed securities report regarding repurchase requests and demands.

"},{"form":"ABS-15G/A","description":"

Form ABS-15G/A – Amendment to asset-backed securities report regarding repurchase requests and demands.

"},{"form":"ABS-EE","description":"

Form ABS-EE – Asset-backed securities exemption filing.

"},{"form":"ABS-EE/A","description":"

Form ABS-EE/A – Amendment to Form ABS-EE asset-level information report for asset-backed securities.

"},{"form":"ADN-MTL","description":"

Form ADN-MTL – Notification of material changes filed by certain regulated entities.

"},{"form":"ADV-E","description":"

Form ADV-E – Report of examination of investment adviser client assets by an independent public accountant.

"},{"form":"ADV-NR","description":"

Form ADV-NR – Notice of withdrawal from registration as an investment adviser.

"},{"form":"AFDB","description":"

Form AFDB – Annual financial disclosure report filed by broker-dealers.

"},{"form":"AFDB/A","description":"

Form AFDB/A – Amendment to annual financial disclosure report for broker-dealers.

"},{"form":"ANNLRPT","description":"

Form ANNLRPT – Annual report submitted to the SEC by certain regulated entities.

"},{"form":"APP NTC","description":"

Form APP NTC – Notice regarding an application submitted to the SEC for regulatory approval.

"},{"form":"APP ORDR","description":"

Form APP ORDR – Filing for SEC application order.

"},{"form":"APP WD","description":"

Form APP WD – Withdrawal of an application submitted to the SEC for regulatory approval.

"},{"form":"APP WD/A","description":"

Form APP WD/A – Amendment to an application withdrawal filing submitted to the SEC.

"},{"form":"APP WDG","description":"

Form APP WDG – Withdrawal of an application previously submitted to the SEC for regulatory approval.

"},{"form":"ARS","description":"

Form ARS – Annual report to security holders submitted to the SEC.

"},{"form":"ARS/A","description":"

Form ARS/A – Amendment to an Annual Report to Security Holders.

"},{"form":"ATS-N","description":"

Form ATS-N – Initial filing by alternative trading systems that trade NMS stocks.

"},{"form":"ATS-N-C","description":"

Form ATS-N-C – Amendment reporting cessation of operations of an alternative trading system for NMS stocks.

"},{"form":"ATS-N-W","description":"

Form ATS-N-W – Withdrawal of Form ATS-N filed by an alternative trading system.

"},{"form":"ATS-N/CA","description":"

Form ATS-N/CA – Amendment reporting cessation of operations for an alternative trading system.

"},{"form":"ATS-N/MA","description":"

Form ATS-N/MA – Amendment to Form ATS-N filed by alternative trading systems trading NMS stocks.

"},{"form":"ATS-N/OFA","description":"

Form ATS-N/OFA – Filing reporting an order flow agreement related to an alternative trading system.

"},{"form":"ATS-N/UA","description":"

Form ATS-N/UA – Amendment updating information previously reported on Form ATS-N.

"},{"form":"AW","description":"

Form AW – Withdrawal of an amendment to a registration statement filed under the Securities Act.

"},{"form":"AW WD","description":"

Form AW WD – Withdrawal of an amendment to a registration statement.

"},{"form":"C","description":"

Form C – Offering statement filed by issuers conducting securities offerings under Regulation Crowdfunding.

"},{"form":"C-AR","description":"

Form C-AR – Annual report filed by Regulation Crowdfunding issuers.

"},{"form":"C-AR-W","description":"

Form C-AR-W – Withdrawal of Form C-AR annual report filed under Regulation Crowdfunding.

"},{"form":"C-AR/A","description":"

Form C-AR/A – Amendment to Form C-AR annual report filed by issuers under Regulation Crowdfunding.

"},{"form":"C-TR","description":"

Form C-TR – Termination report filed by issuers concluding a Regulation Crowdfunding offering.

"},{"form":"C-TR-W","description":"

Form C-TR-W – Withdrawal of a Form C-TR termination report under Regulation Crowdfunding.

"},{"form":"C-U","description":"

Form C-U – Progress update filed by issuers conducting Regulation Crowdfunding offerings.

"},{"form":"C-W","description":"

Form C-W – Withdrawal of a Regulation Crowdfunding offering statement.

"},{"form":"C/A","description":"

Form C/A – Amendment to Form C filed by issuers conducting a Regulation Crowdfunding offering.

"},{"form":"CB","description":"

Form CB – Form filed in connection with business combination or certain acquisitions.

"},{"form":"CB/A","description":"

Form CB/A – Amendment to Form CB filing.

"},{"form":"CERT","description":"

Form CERT – Certification filing submitted to the SEC in connection with regulatory requirements.

"},{"form":"CERTAMX","description":"

Form CERTAMX – Certification related to securities listed on NYSE American.

"},{"form":"CERTARCA","description":"

Form CERTARCA – Certification related to securities listing or regulatory matters on NYSE Arca.

"},{"form":"CERTBATS","description":"

Form CERTBATS – Certification related to securities listed on Cboe BATS exchange.

"},{"form":"CERTCBO","description":"

Form CERTCBO – Certification related to securities listed on the Chicago Board Options Exchange.

"},{"form":"CERTNAS","description":"

Form CERTNAS – Certification related to securities listed on Nasdaq.

"},{"form":"CERTNYS","description":"

Form CERTNYS – Certification of exchange approval related to securities listed on the New York Stock Exchange.

"},{"form":"CERTPAC","description":"

Form CERTPAC – Certification filing associated with exchange or regulatory approvals.

"},{"form":"CERTPBS","description":"

Form CERTPBS – Certification filing submitted to the SEC related to exchange or regulatory approvals.

"},{"form":"CORRESP","description":"

Form CORRESP – Correspondence between the filer and the SEC staff related to a filing.

"},{"form":"CT ORDER","description":"

Form CT ORDER – Confidential treatment order issued by the SEC granting protection for sensitive information.

"},{"form":"D","description":"

Form D – Notice of exempt offering of securities under Regulation D.

"},{"form":"D/A","description":"

Form D/A – Amendment to notice of exempt offering of securities under Regulation D.

"},{"form":"DEF 14A","description":"

Form DEF 14A – Definitive proxy statement providing information required for shareholder voting decisions.

"},{"form":"DEF 14C","description":"

Form DEF 14C – Definitive information statement relating to corporate actions not requiring shareholder vote.

"},{"form":"DEFA14A","description":"

Form DEFA14A – Additional definitive proxy soliciting materials filed under Section 14(a).

"},{"form":"DEFA14C","description":"

Form DEFA14C – Additional definitive information statement materials filed under Section 14(c).

"},{"form":"DEFC14A","description":"

Form DEFC14A – Definitive proxy statement filed in connection with corporate actions requiring shareholder vote.

"},{"form":"DEFC14C","description":"

Form DEFC14C – Definitive information statement relating to corporate actions without shareholder vote.

"},{"form":"DEFM14A","description":"

Form DEFM14A – Definitive proxy statement filed in connection with mergers or acquisitions.

"},{"form":"DEFM14C","description":"

Form DEFM14C – Definitive information statement used when shareholder approval is not solicited but disclosure is required.

"},{"form":"DEFN14A","description":"

Form DEFN14A – Definitive proxy statement filed in connection with a contested proxy solicitation.

"},{"form":"DEFR14A","description":"

Form DEFR14A – Revised definitive proxy statement filed after amendments to a prior definitive proxy filing.

"},{"form":"DEFR14C","description":"

Form DEFR14C – Revised definitive information statement relating to corporate actions not requiring shareholder vote.

"},{"form":"DEFS14A","description":"

Form DEFS14A – Definitive proxy statement filed under Section 14(a) of the Securities Exchange Act.

"},{"form":"DEFS14C","description":"

Form DEFS14C – Definitive information statement relating to corporate actions without proxy solicitation.

"},{"form":"DEL AM","description":"

Form DEL AM – Amendment to a filing indicating delay in effectiveness or amendment to registration.

"},{"form":"DFAN14A","description":"

Form DFAN14A – Additional definitive proxy solicitation materials filed in connection with shareholder voting.

"},{"form":"DFRN14A","description":"

Form DFRN14A – Revised definitive proxy statement filed after amendments.

"},{"form":"DOS","description":"

Form DOS – Draft offering statement submitted to the SEC for confidential review.

"},{"form":"DOS/A","description":"

Form DOS/A – Amendment to draft offering statement submitted for SEC review.

"},{"form":"DOSLTR","description":"

Form DOSLTR – Correspondence letter associated with a draft offering statement.

"},{"form":"DRS","description":"

Form DRS – Draft registration statement submitted confidentially for SEC review prior to public filing.

"},{"form":"DRS/A","description":"

Form DRS/A – Amendment to draft registration statement.

"},{"form":"DRSLTR","description":"

Form DRSLTR – Correspondence related to draft registration statements submitted for confidential review.

"},{"form":"DSTRBRPT","description":"

Form DSTRBRPT – Distribution report filed by certain regulated entities or funds.

"},{"form":"DSTRBRPT/A","description":"

Form DSTRBRPT/A – Amendment to distribution report filed by regulated entities or funds.

"},{"form":"EFFECT","description":"

Form EFFECT – SEC notice indicating a registration statement has become effective.

"},{"form":"F-1","description":"

Form F-1 – Registration statement used by foreign private issuers to register securities offerings.

"},{"form":"F-1/A","description":"

Form F-1/A – Amendment to Form F-1 registration statement for foreign private issuers.

"},{"form":"F-10","description":"

Form F-10 – Registration statement used by certain Canadian issuers under the Multijurisdictional Disclosure System (MJDS).

"},{"form":"F-10/A","description":"

Form F-10/A – Amendment to registration statement filed by certain Canadian issuers under the Multijurisdictional Disclosure System.

"},{"form":"F-10EF","description":"

Form F-10EF – Automatically effective Form F-10 registration statement for eligible Canadian issuers.

"},{"form":"F-10POS","description":"

Form F-10POS – Post-effective amendment to a Form F-10 registration statement.

"},{"form":"F-1MEF","description":"

Form F-1MEF – Registration statement to register additional securities under Rule 462(b) related to Form F-1.

"},{"form":"F-2","description":"

Form F-2 – Registration statement for foreign private issuers offering securities in U.S. markets.

"},{"form":"F-2/A","description":"

Form F-2/A – Amendment to Form F-2 registration statement for foreign issuers.

"},{"form":"F-3","description":"

Form F-3 – Short-form registration statement used by eligible foreign private issuers.

"},{"form":"F-3/A","description":"

Form F-3/A – Amendment to Form F-3 shelf or short-form registration statement for foreign issuers.

"},{"form":"F-3ASR","description":"

Form F-3ASR – Automatic shelf registration statement for well-known seasoned foreign issuers.

"},{"form":"F-3D","description":"

Form F-3D – Registration statement for dividend or interest reinvestment plans filed by foreign private issuers.

"},{"form":"F-3DPOS","description":"

Form F-3DPOS – Post-effective amendment to dividend or interest reinvestment plan registration statement on Form F-3.

"},{"form":"F-3MEF","description":"

Form F-3MEF – Automatically effective Form F-3 registration statement for eligible foreign issuers.

"},{"form":"F-4","description":"

Form F-4 – Registration statement for foreign issuers in connection with mergers or exchange offers.

"},{"form":"F-4 POS","description":"

Form F-4 POS – Post-effective amendment to Form F-4 registration statement for mergers or exchange offers.

"},{"form":"F-4/A","description":"

Form F-4/A – Amendment to Form F-4 registration statement used for securities issued in mergers or exchange offers.

"},{"form":"F-4MEF","description":"

Form F-4MEF – Registration statement to register additional securities related to a Form F-4 under Rule 462(b).

"},{"form":"F-6","description":"

Form F-6 – Registration statement for American Depositary Receipts (ADRs).

"},{"form":"F-6 POS","description":"

Form F-6 POS – Post-effective amendment for American Depositary Receipts registration statement.

"},{"form":"F-6/A","description":"

Form F-6/A – Amendment to registration statement for American Depositary Receipts.

"},{"form":"F-6EF","description":"

Form F-6EF – Automatically effective registration statement for American Depositary Receipts.

"},{"form":"F-7","description":"

Form F-7 – Registration statement for rights offerings by certain Canadian issuers.

"},{"form":"F-7 POS","description":"

Form F-7 POS – Post-effective amendment to Form F-7 registration statement for rights offerings by Canadian issuers.

"},{"form":"F-8","description":"

Form F-8 – Registration statement used by certain Canadian issuers for exchange offers or business combinations.

"},{"form":"F-8 POS","description":"

Form F-8 POS – Post-effective amendment to Form F-8 registration statement used for exchange offers or business combinations.

"},{"form":"F-8/A","description":"

Form F-8/A – Amendment to Form F-8 registration statement for securities issued in exchange offers by certain Canadian issuers.

"},{"form":"F-80","description":"

Form F-80 – Registration statement used by Canadian issuers for certain exchange offers and business combinations.

"},{"form":"F-80/A","description":"

Form F-80/A – Amendment to registration statement for cross-border exchange offers involving Canadian issuers.

"},{"form":"F-80POS","description":"

Form F-80POS – Post-effective amendment to Form F-80 registration statement used in certain Canadian cross-border offerings.

"},{"form":"F-9","description":"

Form F-9 – Registration statement used by eligible Canadian issuers for certain debt or preferred securities offerings.

"},{"form":"F-9 POS","description":"

Form F-9 POS – Post-effective amendment to Form F-9 registration statement used by Canadian issuers.

"},{"form":"F-9/A","description":"

Form F-9/A – Amendment to Form F-9 registration statement for Canadian issuers.

"},{"form":"F-N","description":"

Form F-N – Appointment of agent for service of process by certain foreign financial institutions.

"},{"form":"F-N/A","description":"

Form F-N/A – Amendment to appointment of agent for service of process by certain foreign financial institutions.

"},{"form":"F-X","description":"

Form F-X – Appointment of agent for service of process by foreign issuers or other foreign entities.

"},{"form":"F-X/A","description":"

Form F-X/A – Amendment to Form F-X appointment of agent for service of process by foreign issuers.

"},{"form":"FOCUSN","description":"

Form FOCUSN – Financial and operational combined uniform single report filed by certain broker-dealers.

"},{"form":"FOCUSN/A","description":"

Form FOCUSN/A – Amendment to FOCUS filings used by broker-dealers.

"},{"form":"FWP","description":"

Form FWP – Free writing prospectus used in connection with securities offerings.

"},{"form":"IRANNOTICE","description":"

Form IRANNOTICE – Disclosure notice filed under Iran Threat Reduction and Syria Human Rights Act reporting certain activities.

"},{"form":"MA","description":"

Form MA – Application for registration as a municipal advisor.

"},{"form":"MA-A","description":"

Form MA-A – Annual update for registered municipal advisors.

"},{"form":"MA-I","description":"

Form MA-I – Information regarding associated persons of a registered municipal advisor.

"},{"form":"MA-I/A","description":"

Form MA-I/A – Amendment to Form MA-I information regarding associated persons of a municipal advisor.

"},{"form":"MA-W","description":"

Form MA-W – Request for withdrawal from registration as a municipal advisor.

"},{"form":"MA/A","description":"

Form MA/A – Amendment to Form MA municipal advisor registration application.

"},{"form":"N-1/A","description":"

Form N-1/A – Amendment to registration statement for open-end management investment companies.

"},{"form":"N-14","description":"

Form N-14 – Registration statement for securities issued by investment companies in mergers or reorganizations.

"},{"form":"N-14 8C","description":"

Form N-14 8C – Registration statement used by investment companies for securities issued in business combination transactions.

"},{"form":"N-14 8C/A","description":"

Form N-14 8C/A – Amendment to a Form N-14 registration statement related to investment company reorganizations or mergers.

"},{"form":"N-14/A","description":"

Form N-14/A – Amendment to registration statement for investment company mergers or reorganizations.

"},{"form":"N-14AE","description":"

Form N-14AE – Election by investment company to exempt from certain N-14 reporting requirements.

"},{"form":"N-14AE/A","description":"

Form N-14AE/A – Amendment to an automatically effective Form N-14 registration statement.

"},{"form":"N-14MEF","description":"

Form N-14MEF – Registration statement to register additional securities for investment company reorganizations under Rule 462(b).

"},{"form":"N-18F1","description":"

Form N-18F1 – Notification of election by a registered investment company to be regulated as a business development company.

"},{"form":"N-18F1/A","description":"

Form N-18F1/A – Amendment to election to be regulated as a business development company.

"},{"form":"N-1A","description":"

Form N-1A – Registration statement used by mutual funds and open-end investment companies.

"},{"form":"N-1A EL","description":"

Form N-1A EL – Registration statement for open-end investment companies filed under electronic filing provisions.

"},{"form":"N-1A EL/A","description":"

Form N-1A EL/A – Amendment to electronic registration statement for open-end investment companies.

"},{"form":"N-1A/A","description":"

Form N-1A/A – Amendment to Form N-1A registration statement used by open-end management investment companies (mutual funds).

"},{"form":"N-2","description":"

Form N-2 – Registration statement for closed-end management investment companies.

"},{"form":"N-2 POSASR","description":"

Form N-2 POSASR – Post-effective amendment to automatic shelf registration statement for closed-end funds.

"},{"form":"N-2/A","description":"

Form N-2/A – Amendment to registration statement for closed-end management investment companies.

"},{"form":"N-23C-1","description":"

Form N-23C-1 – Notice of securities repurchase by closed-end investment companies.

"},{"form":"N-23C-1/A","description":"

Form N-23C-1/A – Amendment to filing related to repurchase offers by closed-end investment companies.

"},{"form":"N-23C-2","description":"

Form N-23C-2 – Notice of redemption of securities by closed-end investment companies.

"},{"form":"N-23C-2/A","description":"

Form N-23C-2/A – Amendment to notice of redemption filed by closed-end investment companies.

"},{"form":"N-23C3A","description":"

Form N-23C3A – Notification of periodic repurchase offer by closed-end investment companies.

"},{"form":"N-23C3A/A","description":"

Form N-23C3A/A – Amendment to notification of periodic repurchase offer by closed-end investment companies.

"},{"form":"N-23C3B","description":"

Form N-23C3B – Notification of periodic repurchase offers by closed-end investment companies.

"},{"form":"N-23C3C","description":"

Form N-23C3C – Notification of periodic repurchase offers by closed-end investment companies.

"},{"form":"N-23C3C/A","description":"

Form N-23C3C/A – Amendment to periodic repurchase offer notification by closed-end investment companies.

"},{"form":"N-2ASR","description":"

Form N-2ASR – Automatic shelf registration statement for closed-end investment companies.

"},{"form":"N-2MEF","description":"

Form N-2MEF – Registration statement filed to register additional securities for a closed-end fund under Rule 462(b).

"},{"form":"N-3","description":"

Form N-3 – Registration statement for separate accounts offering variable annuity contracts organized as management investment companies.

"},{"form":"N-3/A","description":"

Form N-3/A – Amendment to registration statement for separate accounts offering variable annuity contracts.

"},{"form":"N-30B-2","description":"

Form N-30B-2 – Filing of periodic reports to shareholders by registered investment companies.

"},{"form":"N-30D","description":"

Form N-30D – Report filed by investment companies providing periodic reports to shareholders.

"},{"form":"N-30D/A","description":"

Form N-30D/A – Amendment to shareholder report filing by investment companies.

"},{"form":"N-4","description":"

Form N-4 – Registration statement for variable annuity separate accounts organized as management investment companies.

"},{"form":"N-4 EL","description":"

Form N-4 EL – Electronic filing version of Form N-4 registration statement for variable annuity separate accounts.

"},{"form":"N-4 EL/A","description":"

Form N-4 EL/A – Amendment to registration statement for certain variable insurance contracts.

"},{"form":"N-4/A","description":"

Form N-4/A – Amendment to registration statement for variable insurance contract offerings.

"},{"form":"N-5","description":"

Form N-5 – Registration statement for small business investment companies.

"},{"form":"N-5/A","description":"

Form N-5/A – Amendment to registration statement for small business investment companies.

"},{"form":"N-54A","description":"

Form N-54A – Notification of election by a company to be regulated as a business development company.

"},{"form":"N-54A/A","description":"

Form N-54A/A – Amendment to notification of election to be subject to regulation as a business development company.

"},{"form":"N-54C","description":"

Form N-54C – Withdrawal of election to be regulated as a business development company.

"},{"form":"N-54C/A","description":"

Form N-54C/A – Amendment to withdrawal of election to be regulated as a business development company.

"},{"form":"N-6","description":"

Form N-6 – Registration statement for unit investment trusts offering variable life insurance contracts.

"},{"form":"N-6/A","description":"

Form N-6/A – Amendment to registration statement for unit investment trusts offering variable life insurance contracts.

"},{"form":"N-6F","description":"

Form N-6F – Registration statement for foreign issuers offering variable life insurance contracts.

"},{"form":"N-6F/A","description":"

Form N-6F/A – Amendment to registration statement for unit investment trusts offering variable life insurance contracts.

"},{"form":"N-8A","description":"

Form N-8A – Notification of registration filed by investment companies under the Investment Company Act.

"},{"form":"N-8A/A","description":"

Form N-8A/A – Amendment to notification of registration filed by investment companies.

"},{"form":"N-8B-2","description":"

Form N-8B-2 – Application for deregistration of a registered investment company.

"},{"form":"N-8B-2/A","description":"

Form N-8B-2/A – Amendment to Form N-8B-2 deregistration application.

"},{"form":"N-8F","description":"

Form N-8F – Application for deregistration of certain investment companies.

"},{"form":"N-8F NTC","description":"

Form N-8F NTC – Notice relating to deregistration of investment companies.

"},{"form":"N-8F ORDR","description":"

Form N-8F ORDR – Order relating to deregistration of an investment company.

"},{"form":"N-8F/A","description":"

Form N-8F/A – Amendment to application for deregistration of an investment company.

"},{"form":"N-CEN","description":"

Form N-CEN – Annual census report filed by registered investment companies.

"},{"form":"N-CEN/A","description":"

Form N-CEN/A – Amendment to annual census report filed by registered investment companies.

"},{"form":"N-CR","description":"

Form N-CR – Current report filed by money market funds to disclose certain significant events.

"},{"form":"N-CSR","description":"

Form N-CSR – Certified shareholder report of registered management investment companies.

"},{"form":"N-CSR/A","description":"

Form N-CSR/A – Amendment to certified shareholder report filed by registered management investment companies.

"},{"form":"N-CSRS","description":"

Form N-CSRS – Semiannual certified shareholder report for registered management investment companies.

"},{"form":"N-CSRS/A","description":"

Form N-CSRS/A – Amendment to semiannual certified shareholder report for investment companies.

"},{"form":"N-MFP","description":"

Form N-MFP – Monthly portfolio holdings report filed by money market funds.

"},{"form":"N-MFP/A","description":"

Form N-MFP/A – Amendment to monthly portfolio holdings report filed by money market funds.

"},{"form":"N-MFP1","description":"

Form N-MFP1 – Monthly portfolio holdings report variant for certain money market funds.

"},{"form":"N-MFP1/A","description":"

Form N-MFP1/A – Amendment to monthly portfolio holdings report for money market funds.

"},{"form":"N-MFP2","description":"

Form N-MFP2 – Monthly portfolio holdings report for money market funds.

"},{"form":"N-MFP2/A","description":"

Form N-MFP2/A – Amendment to monthly portfolio holdings report for money market funds filed on Form N-MFP2.

"},{"form":"N-MFP3","description":"

Form N-MFP3 – Monthly portfolio holdings report filed by institutional money market funds.

"},{"form":"N-MFP3/A","description":"

Form N-MFP3/A – Amendment to monthly portfolio holdings report for institutional money market funds.

"},{"form":"N-PX","description":"

Form N-PX – Annual report of proxy voting record by registered management investment companies.

"},{"form":"N-PX/A","description":"

Form N-PX/A – Amendment to annual proxy voting report filed by investment companies.

"},{"form":"N-Q","description":"

Form N-Q – Quarterly schedule of portfolio holdings filed by registered management investment companies.

"},{"form":"N-Q/A","description":"

Form N-Q/A – Amendment to quarterly portfolio holdings report filed by registered management investment companies.

"},{"form":"N-VP","description":"

Form N-VP – Filing relating to variable insurance product funds.

"},{"form":"N-VP/A","description":"

Form N-VP/A – Amendment to filing related to variable insurance product funds.

"},{"form":"N-VPFS","description":"

Form N-VPFS – Filing related to variable product funds.

"},{"form":"N-VPFS/A","description":"

Form N-VPFS/A – Amendment to a financial statement filing for variable product funds.

"},{"form":"N14AE24","description":"

Form N14AE24 – Automatically effective registration statement for investment company reorganizations filed under Rule 24f-2 provisions.

"},{"form":"N14EL24","description":"

Form N14EL24 – Registration statement for certain investment company reorganizations filed under Rule 24f-2 provisions.

"},{"form":"N14EL24/A","description":"

Form N14EL24/A – Amendment to Form N14EL24 investment company registration statement.

"},{"form":"NO ACT","description":"

Form NO ACT – SEC notice indicating no action will be taken regarding a filing or request.

"},{"form":"NPORT-EX","description":"

Form NPORT-EX – Nonpublic exhibit filing submitted with Form N-PORT for registered investment companies.

"},{"form":"NPORT-EX/A","description":"

Form NPORT-EX/A – Amendment to nonpublic exhibit filing submitted with Form N-PORT.

"},{"form":"NPORT-P","description":"

Form NPORT-P – Monthly portfolio holdings report for registered investment companies filed with the SEC.

"},{"form":"NPORT-P/A","description":"

Form NPORT-P/A – Amendment to monthly portfolio holdings report filed by registered investment companies.

"},{"form":"NSAR-A","description":"

Form NSAR-A – Semiannual report filed by registered investment management companies under the Investment Company Act.

"},{"form":"NSAR-A/A","description":"

Form NSAR-A/A – Amendment to semiannual report filed by registered investment management companies.

"},{"form":"NSAR-AT","description":"

Form NSAR-AT – Annual report filed by unit investment trusts under the Investment Company Act.

"},{"form":"NSAR-B","description":"

Form NSAR-B – Semiannual report filed by registered management investment companies.

"},{"form":"NSAR-B/A","description":"

Form NSAR-B/A – Amendment to semiannual report for registered investment management companies.

"},{"form":"NSAR-BT","description":"

Form NSAR-BT – Periodic report filed by unit investment trusts.

"},{"form":"NSAR-BT/A","description":"

Form NSAR-BT/A – Amendment to periodic report filed by unit investment trusts under the Investment Company Act.

"},{"form":"NSAR-U","description":"

Form NSAR-U – Periodic report filed by unit investment trusts under the Investment Company Act.

"},{"form":"NSAR-U/A","description":"

Form NSAR-U/A – Amendment to annual report for unit investment trusts.

"},{"form":"NT 10-D","description":"

Form NT 10-D – Notification of inability to timely file distribution report for asset-backed securities.

"},{"form":"NT 10-K","description":"

Form NT 10-K – Notification that an annual report on Form 10-K cannot be filed on time.

"},{"form":"NT 10-K/A","description":"

Form NT 10-K/A – Amendment to notification of inability to timely file Form 10-K.

"},{"form":"NT 10-Q","description":"

Form NT 10-Q – Notification of inability to timely file a quarterly report on Form 10-Q.

"},{"form":"NT 10-Q/A","description":"

Form NT 10-Q/A – Amendment to notification of late filing for Form 10-Q.

"},{"form":"NT 11-K","description":"

Form NT 11-K – Notification of inability to timely file an annual report for employee stock purchase or savings plans.

"},{"form":"NT 11-K/A","description":"

Form NT 11-K/A – Amendment to notification of inability to file Form 11-K on time.

"},{"form":"NT 20-F","description":"

Form NT 20-F – Notification of inability to timely file annual report on Form 20-F by a foreign private issuer.

"},{"form":"NT 20-F/A","description":"

Form NT 20-F/A – Amendment to notification of inability to timely file Form 20-F.

"},{"form":"NT N-CEN","description":"

Form NT N-CEN – Notification that Form N-CEN cannot be filed on time.

"},{"form":"NT N-MFP","description":"

Form NT N-MFP – Notification of inability to timely file Form N-MFP monthly report for money market funds.

"},{"form":"NT N-MFP1","description":"

Form NT N-MFP1 – Notification of inability to timely file Form N-MFP1 for money market funds.

"},{"form":"NT N-MFP2","description":"

Form NT N-MFP2 – Notification of inability to timely file Form N-MFP2 monthly money market fund report.

"},{"form":"NT NPORT-EX","description":"

Form NT NPORT-EX – Notification of inability to timely file Form NPORT-EX.

"},{"form":"NT NPORT-P","description":"

Form NT NPORT-P – Notification of inability to timely file Form NPORT-P monthly report.

"},{"form":"NT-NCEN","description":"

Form NT-NCEN – Notification of inability to file Form N-CEN on time.

"},{"form":"NT-NCEN/A","description":"

Form NT-NCEN/A – Amendment to notification of late filing for Form N-CEN.

"},{"form":"NT-NCSR","description":"

Form NT-NCSR – Notification of inability to timely file Form N-CSR shareholder report.

"},{"form":"NT-NCSR/A","description":"

Form NT-NCSR/A – Amendment to notification of inability to timely file Form N-CSR shareholder report.

"},{"form":"NT-NSAR","description":"

Form NT-NSAR – Notification of inability to file a Form NSAR report on time.

"},{"form":"NT-NSAR/A","description":"

Form NT-NSAR/A – Amendment to notification of late filing for Form NSAR reports.

"},{"form":"NTFNCEN","description":"

Form NTFNCEN – Notification of late filing for Form N-CEN annual census report of investment companies.

"},{"form":"NTFNCSR","description":"

Form NTFNCSR – Notification of late filing for Form N-CSR shareholder report.

"},{"form":"NTFNSAR","description":"

Form NTFNSAR – Notification of late filing for Form NSAR investment company report.

"},{"form":"NTN 10K","description":"

Form NTN 10K – Notification of late filing relating to Form 10-K annual report.

"},{"form":"NTN 10Q","description":"

Form NTN 10Q – Notification of late filing relating to quarterly report on Form 10-Q.

"},{"form":"NTN 20F","description":"

Form NTN 20F – Notification of late filing relating to Form 20-F annual report by a foreign private issuer.

"},{"form":"OIP NTC","description":"

Form OIP NTC – Notice related to an Order Instituting Proceedings issued by the SEC.

"},{"form":"OIP ORDR","description":"

Form OIP ORDR – Order instituting administrative or cease-and-desist proceedings issued by the SEC.

"},{"form":"POS 8C","description":"

Form POS 8C – Post-effective amendment for registration statement related to Section 8(c).

"},{"form":"POS AM","description":"

Form POS AM – Post-effective amendment updating an investment company registration statement.

"},{"form":"POS AMC","description":"

Form POS AMC – Post-effective amendment filed by investment companies updating registration statements.

"},{"form":"POS AMI","description":"

Form POS AMI – Post-effective amendment to a registration statement filed by investment companies.

"},{"form":"POS EX","description":"

Form POS EX – Post-effective amendment filed to add exhibits to a registration statement.

"},{"form":"POS462B","description":"

Form POS462B – Post-effective amendment filed under Rule 462(b) to register additional securities.

"},{"form":"POS462C","description":"

Form POS462C – Post-effective amendment filed pursuant to Rule 462(c) under the Securities Act.

"},{"form":"POSASR","description":"

Form POSASR – Post-effective amendment to an automatic shelf registration statement.

"},{"form":"PRE 14A","description":"

Form PRE 14A – Preliminary proxy statement filed before the definitive proxy statement is sent to shareholders.

"},{"form":"PRE 14C","description":"

Form PRE 14C – Preliminary information statement filed prior to sending definitive materials to shareholders.

"},{"form":"PRE13E3","description":"

Form PRE13E3 – Preliminary statement filed for going-private transactions under Rule 13e-3.

"},{"form":"PRE13E3/A","description":"

Form PRE13E3/A – Amendment to preliminary statement for going-private transactions filed under Rule 13e-3.

"},{"form":"PREA14A","description":"

Form PREA14A – Preliminary proxy statement filed prior to distributing definitive proxy materials.

"},{"form":"PREC14A","description":"

Form PREC14A – Preliminary proxy statement relating to corporate actions requiring shareholder vote.

"},{"form":"PREC14C","description":"

Form PREC14C – Preliminary information statement relating to corporate actions not requiring shareholder vote.

"},{"form":"PREM14A","description":"

Form PREM14A – Preliminary proxy statement related to mergers or extraordinary corporate actions.

"},{"form":"PREM14C","description":"

Form PREM14C – Preliminary information statement relating to mergers or extraordinary corporate actions.

"},{"form":"PREN14A","description":"

Form PREN14A – Preliminary proxy statement related to a contested election or special corporate action.

"},{"form":"PRER14A","description":"

Form PRER14A – Revised preliminary proxy statement filed prior to shareholder meetings.

"},{"form":"PRER14C","description":"

Form PRER14C – Revised preliminary information statement relating to corporate actions without shareholder vote.

"},{"form":"PRES14A","description":"

Form PRES14A – Preliminary proxy statement relating to a special meeting of shareholders.

"},{"form":"PRES14C","description":"

Form PRES14C – Preliminary information statement relating to shareholder meetings without proxy solicitation.

"},{"form":"PRRN14A","description":"

Form PRRN14A – Revised preliminary proxy statement filed after changes to a prior preliminary proxy filing.

"},{"form":"PX14A6G","description":"

Form PX14A6G – Notice of exempt solicitation submitted under Rule 14a-6(g).

"},{"form":"PX14A6N","description":"

Form PX14A6N – Notice of exempt solicitation submitted under Rule 14a-6(n).

"},{"form":"QRTLYRPT","description":"

Form QRTLYRPT – Quarterly report submitted by certain regulated entities to provide financial updates.

"},{"form":"QUALIF","description":"

Form QUALIF – Filing related to qualification of securities under the Trust Indenture Act.

"},{"form":"REG-NR","description":"

Form REG-NR – Notice registration filed by certain foreign entities conducting securities-related activities.

"},{"form":"REGDEX","description":"

Form REGDEX – Initial filing under Regulation D exemption for securities offerings.

"},{"form":"REGDEX/A","description":"

Form REGDEX/A – Amendment to Regulation D exempt offering notice.

"},{"form":"REVOKED","description":"

Form REVOKED – SEC designation indicating revocation of registration or filing status.

"},{"form":"RW","description":"

Form RW – Withdrawal of previously filed registration statement.

"},{"form":"RW WD","description":"

Form RW WD – Withdrawal of a previously filed registration statement.

"},{"form":"S-1","description":"

Form S-1 – Registration statement used by companies to register securities for an initial public offering or other public offering.

"},{"form":"S-1/A","description":"

Form S-1/A – Amendment to Form S-1 registration statement for securities offerings.

"},{"form":"S-11","description":"

Form S-11 – Registration statement for securities issued by real estate companies or real estate investment trusts (REITs).

"},{"form":"S-11/A","description":"

Form S-11/A – Amendment to Form S-11 registration statement for securities of real estate companies or REITs.

"},{"form":"S-11MEF","description":"

Form S-11MEF – Registration statement filed to register additional securities under Rule 462(b) related to Form S-11.

"},{"form":"S-1MEF","description":"

Form S-1MEF – Registration statement filed to register additional securities under Rule 462(b) related to Form S-1.

"},{"form":"S-2","description":"

Form S-2 – Registration statement used by certain companies to register securities offerings prior to adoption of short-form registrations.

"},{"form":"S-2/A","description":"

Form S-2/A – Amendment to Form S-2 registration statement for securities offerings.

"},{"form":"S-20","description":"

Form S-20 – Registration statement for standardized options issued by clearing agencies.

"},{"form":"S-20/A","description":"

Form S-20/A – Amendment to Form S-20 registration statement for standardized options.

"},{"form":"S-2MEF","description":"

Form S-2MEF – Registration statement to register additional securities under Rule 462(b) related to Form S-2.

"},{"form":"S-3","description":"

Form S-3 – Short-form registration statement used by eligible issuers to register securities offerings.

"},{"form":"S-3/A","description":"

Form S-3/A – Amendment to short-form registration statement used by eligible issuers for securities offerings.

"},{"form":"S-3ASR","description":"

Form S-3ASR – Automatic shelf registration statement for well-known seasoned issuers (WKSIs).

"},{"form":"S-3D","description":"

Form S-3D – Registration statement for dividend or interest reinvestment plans.

"},{"form":"S-3DPOS","description":"

Form S-3DPOS – Post-effective amendment to Form S-3 shelf registration statement.

"},{"form":"S-3MEF","description":"

Form S-3MEF – Registration statement filed to register additional securities under Rule 462(b) related to Form S-3.

"},{"form":"S-4","description":"

Form S-4 – Registration statement used for securities issued in mergers, acquisitions, or exchange offers.

"},{"form":"S-4 POS","description":"

Form S-4 POS – Post-effective amendment to Form S-4 registration statement for mergers or exchange offers.

"},{"form":"S-4/A","description":"

Form S-4/A – Amendment to registration statement for mergers or exchange offers.

"},{"form":"S-4EF","description":"

Form S-4EF – Automatically effective registration statement for certain exchange offers.

"},{"form":"S-4EF/A","description":"

Form S-4EF/A – Amendment to automatically effective Form S-4 registration statement.

"},{"form":"S-4MEF","description":"

Form S-4MEF – Registration statement to register additional securities related to Form S-4 under Rule 462(b).

"},{"form":"S-6","description":"

Form S-6 – Registration statement for unit investment trusts.

"},{"form":"S-6/A","description":"

Form S-6/A – Amendment to registration statement for unit investment trusts.

"},{"form":"S-6EL24","description":"

Form S-6EL24 – Registration statement for unit investment trusts filed pursuant to Rule 24f-2 provisions.

"},{"form":"S-6EL24/A","description":"

Form S-6EL24/A – Amendment to Form S-6EL24 registration statement.

"},{"form":"S-8","description":"

Form S-8 – Registration statement for securities offered to employees under benefit plans.

"},{"form":"S-8 POS","description":"

Form S-8 POS – Post-effective amendment to Form S-8 employee benefit plan registration statement.

"},{"form":"S-B","description":"

Form S-B – Registration statement filed by small business issuers under Regulation S-B.

"},{"form":"S-B/A","description":"

Form S-B/A – Amendment to small business issuer registration statement under Regulation S-B.

"},{"form":"SB-1","description":"

Form SB-1 – Registration statement for small business issuers offering limited amounts of securities.

"},{"form":"SB-1/A","description":"

Form SB-1/A – Amendment to small business issuer registration statement filed under Regulation S-B.

"},{"form":"SB-2","description":"

Form SB-2 – Registration statement used by small business issuers to register securities offerings.

"},{"form":"SB-2/A","description":"

Form SB-2/A – Amendment to small business issuer registration statement on Form SB-2.

"},{"form":"SB-2MEF","description":"

Form SB-2MEF – Registration statement filed to register additional securities under Rule 462(b) related to Form SB-2.

"},{"form":"SBSE","description":"

Form SBSE – Registration filing for security-based swap entities.

"},{"form":"SBSE-A","description":"

Form SBSE-A – Registration form for security-based swap dealers or major security-based swap participants.

"},{"form":"SBSE-A/A","description":"

Form SBSE-A/A – Amendment to registration application for security-based swap dealers or major participants.

"},{"form":"SBSE-BD","description":"

Form SBSE-BD – Registration statement for broker-dealers engaging in security-based swap activities.

"},{"form":"SBSE-BD/A","description":"

Form SBSE-BD/A – Amendment to registration for security-based swap dealers or broker-dealers engaged in swaps.

"},{"form":"SBSE-C","description":"

Form SBSE-C – Certification related to registration requirements for security-based swap entities.

"},{"form":"SBSE-W","description":"

Form SBSE-W – Withdrawal from registration for security-based swap dealers or major participants.

"},{"form":"SBSE/A","description":"

Form SBSE/A – Amendment to a filing related to security-based swap entity registration.

"},{"form":"SC 13D","description":"

Form SC 13D – Beneficial ownership report filed when an investor acquires more than 5% of a voting class of equity securities.

"},{"form":"SC 13D/A","description":"

Form SC 13D/A – Amendment to beneficial ownership report filed by investors owning more than 5% of a voting class of securities.

"},{"form":"SC 13E1","description":"

Form SC 13E1 – Issuer tender offer statement filed prior to Rule 13e-4 amendments.

"},{"form":"SC 13E3","description":"

Form SC 13E3 – Transaction statement filed for going-private transactions by issuers or affiliates.

"},{"form":"SC 13E3/A","description":"

Form SC 13E3/A – Amendment to going-private transaction statement filed by affiliates of an issuer.

"},{"form":"SC 13E4","description":"

Form SC 13E4 – Issuer tender offer statement filed when a company offers to repurchase its own securities.

"},{"form":"SC 13E4/A","description":"

Form SC 13E4/A – Amendment to issuer tender offer statement on Schedule 13E-4.

"},{"form":"SC 13G","description":"

Form SC 13G – Short-form beneficial ownership report for passive investors owning more than 5% of a company.

"},{"form":"SC 13G/A","description":"

Form SC 13G/A – Amendment to short-form beneficial ownership report for passive investors.

"},{"form":"SC 14D1","description":"

Form SC 14D1 – Tender offer statement filed by a third party seeking to acquire shares of a public company.

"},{"form":"SC 14D1/A","description":"

Form SC 14D1/A – Amendment to tender offer statement filed by a third party seeking to acquire shares.

"},{"form":"SC 14D9","description":"

Form SC 14D9 – Solicitation or recommendation statement regarding a tender offer.

"},{"form":"SC 14D9/A","description":"

Form SC 14D9/A – Amendment to solicitation or recommendation statement regarding a tender offer.

"},{"form":"SC 14F1","description":"

Form SC 14F1 – Information statement regarding a change in a majority of a company’s board of directors.

"},{"form":"SC 14F1/A","description":"

Form SC 14F1/A – Amendment to information statement regarding change in majority of directors.

"},{"form":"SC 14N","description":"

Form SC 14N – Notice of shareholder nominee submitted pursuant to proxy access rules.

"},{"form":"SC 14N/A","description":"

Form SC 14N/A – Amendment to notice of shareholder nominee under proxy access rules.

"},{"form":"SC TO-C","description":"

Form SC TO-C – Written communications relating to a tender offer.

"},{"form":"SC TO-I","description":"

Form SC TO-I – Issuer tender offer statement when a company offers to repurchase its own securities.

"},{"form":"SC TO-I/A","description":"

Form SC TO-I/A – Amendment to issuer tender offer statement.

"},{"form":"SC TO-T","description":"

Form SC TO-T – Third-party tender offer statement filed under the Exchange Act.

"},{"form":"SC TO-T/A","description":"

Form SC TO-T/A – Amendment to third-party tender offer statement.

"},{"form":"SC13E4F","description":"

Form SC13E4F – Tender offer statement filed pursuant to Schedule 13E-4F for certain cross-border transactions.

"},{"form":"SC13E4F/A","description":"

Form SC13E4F/A – Amendment to cross-border issuer tender offer statement.

"},{"form":"SC14D1F","description":"

Form SC14D1F – Tender offer statement filed for certain cross-border transactions.

"},{"form":"SC14D1F/A","description":"

Form SC14D1F/A – Amendment to cross-border tender offer statement filed pursuant to Schedule 14D-1F.

"},{"form":"SC14D9C","description":"

Form SC14D9C – Written communications relating to a solicitation or recommendation statement on Schedule 14D-9.

"},{"form":"SCHEDULE 13D","description":"

Form SCHEDULE 13D – Beneficial ownership report required when acquiring more than 5% of a public company’s shares.

"},{"form":"SCHEDULE 13D/A","description":"

Form SCHEDULE 13D/A – Amendment to beneficial ownership report filed by investors owning more than 5% of a company’s shares.

"},{"form":"SCHEDULE 13G","description":"

Form SCHEDULE 13G – Short-form beneficial ownership report for passive investors holding more than 5% of a company’s shares.

"},{"form":"SCHEDULE 13G/A","description":"

Form SCHEDULE 13G/A – Amendment to short-form beneficial ownership report for passive investors.

"},{"form":"SD","description":"

Form SD – Specialized disclosure report, commonly used for conflict minerals disclosure.

"},{"form":"SD/A","description":"

Form SD/A – Amendment to specialized disclosure report, commonly used for conflict minerals disclosures.

"},{"form":"SE","description":"

Form SE – Filing by transfer agents or registrants subject to certain reporting obligations.

"},{"form":"SEC ACTION","description":"

Form SEC ACTION – SEC administrative action or enforcement notice filing.

"},{"form":"SEC STAFF ACTION","description":"

Form SEC STAFF ACTION – Notice describing enforcement or administrative action taken by SEC staff.

"},{"form":"SEC STAFF LETTER","description":"

Form SEC STAFF LETTER – Letter from SEC staff providing guidance or clarifications.

"},{"form":"SF-1","description":"

Form SF-1 – Registration statement for asset-backed securities offerings.

"},{"form":"SF-1/A","description":"

Form SF-1/A – Amendment to Form SF-1 asset-backed securities registration statement.

"},{"form":"SF-3","description":"

Form SF-3 – Shelf registration statement for asset-backed securities offerings.

"},{"form":"SF-3/A","description":"

Form SF-3/A – Amendment to Form SF-3 shelf registration statement for asset-backed securities.

"},{"form":"SP 15D2","description":"

Form SP 15D2 – Special report filed under Section 15(d) regarding suspension of reporting obligations.

"},{"form":"SPDSCL","description":"

Form SPDSCL – Supplemental disclosure filing providing additional information related to securities offerings or regulatory matters.

"},{"form":"SUPPL","description":"

Form SUPPL – Supplemental material filed to provide additional information related to a prior filing.

"},{"form":"T-3","description":"

Form T-3 – Application for qualification of indentures under the Trust Indenture Act of 1939.

"},{"form":"T-3/A","description":"

Form T-3/A – Amendment to application for qualification of indenture under the Trust Indenture Act.

"},{"form":"TA-1","description":"

Form TA-1 – Registration form for transfer agents.

"},{"form":"TA-1/A","description":"

Form TA-1/A – Amendment to registration form for transfer agents.

"},{"form":"TA-2","description":"

Form TA-2 – Annual report filed by transfer agents with the SEC.

"},{"form":"TA-2/A","description":"

Form TA-2/A – Amendment to annual report filed by transfer agents.

"},{"form":"TH","description":"

Form TH – Application for exemption from certain reporting requirements under the Exchange Act.

"},{"form":"U-1","description":"

Form U-1 – Initial registration statement filed by public utility holding companies.

"},{"form":"U-1/A","description":"

Form U-1/A – Amendment to Form U-1 registration statement.

"},{"form":"U-12-IA","description":"

Form U-12-IA – Application for approval of certain transactions under the Public Utility Holding Company Act.

"},{"form":"U-12-IB","description":"

Form U-12-IB – Registration or reporting filing related to investment company business.

"},{"form":"U-13-60","description":"

Form U-13-60 – Annual report filed by public utility holding companies.

"},{"form":"U-13E-1","description":"

Form U-13E-1 – Report filed by registered holding companies under the Public Utility Holding Company Act regarding certain affiliate transactions.

"},{"form":"U-33-S","description":"

Form U-33-S – Report filed by public utility holding companies related to subsidiary securities.

"},{"form":"U-3A-2","description":"

Form U-3A-2 – Exemption statement filed by holding companies claiming exemption from certain regulatory requirements.

"},{"form":"U-3A-2/A","description":"

Form U-3A-2/A – Amendment to exemption statement filed under Rule 3a-2 of the Public Utility Holding Company Act.

"},{"form":"U-57","description":"

Form U-57 – Report filed by public utility holding companies regarding investments in certain entities.

"},{"form":"U-57/A","description":"

Form U-57/A – Amendment to report filed by utility holding companies.

"},{"form":"U-6B-2","description":"

Form U-6B-2 – Registration statement under the Public Utility Holding Company Act for securities issued by certain utility holding companies.

"},{"form":"U-6B-2/A","description":"

Form U-6B-2/A – Amendment to registration statement under the Public Utility Holding Company Act for securities issuances.

"},{"form":"U-7D/A","description":"

Form U-7D/A – Amendment to registration statement for securities issued by utility holding companies.

"},{"form":"U-9C-3","description":"

Form U-9C-3 – Report filed by registered holding companies regarding securities transactions.

"},{"form":"U5A","description":"

Form U5A – Uniform termination notice for securities industry registration submitted to regulators.

"},{"form":"U5B","description":"

Form U5B – Uniform termination notice for securities industry registration.

"},{"form":"U5B/A","description":"

Form U5B/A – Amendment to uniform termination notice for securities industry registration.

"},{"form":"U5S","description":"

Form U5S – Supplemental termination notice related to securities industry registration filings.

"},{"form":"U5S/A","description":"

Form U5S/A – Amendment to supplemental termination notice for securities industry registration.

"},{"form":"UNDER","description":"

Form UNDER – Filing identifying underwriters participating in a securities offering.

"},{"form":"UPLOAD","description":"

UPLOAD – Electronic submission used to upload documents or supplemental materials to EDGAR.

"},{"form":"X-17A-5","description":"

Form X-17A-5 – Financial and operational report filed by broker-dealers with the SEC.

"},{"form":"X-17A-5/A","description":"

Form X-17A-5/A – Amendment to broker-dealer financial and operational report.

"}]

Ocado Group PLC OCDGF

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